compliance management

Digitizing GRC and managing compliance remotely in a COVID world

Compliance takes work. Surprise audits, producing relevant documentation, coordinating compliance needs across your organization, assigning responsibilities--the list is endless.

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Simplifying Compliance for Registered Investment Advisors(RIAs)

Compliance is a fundamental aspect of the financial industry, especially for Registered Investment Advisors (RIAs). These professionals are entrusted with managing clients' investments and financial well-being, making it imperative to adhere to stringent regulations and ethical standards.

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RegTech- The marriage of Regulation and Technology and its effects

Regulatory Technology or RegTech, as its name suggests, helps organizations achieve compliance. It is being hailed as the “the new FinTech” and rose to prominence in 2015, from total obscurity.

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