VComply Editorial Team

SOX Compliance Checklist for CFOs and Compliance Officers (2025 Guide)

The Sarbanes-Oxley Act (SOX), enacted in 2002, was a direct response to major corporate scandals like Enron and WorldCom that shook investor trust in U.S. markets. Over two decades later, SOX continues to be one of the most influential pieces of corporate governance legislation in the world. It is designed to safeguard investors, promote transparency, and hold executives accountable for the accuracy of financial reporting.
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Top 10 compliance management software

Top 10 compliance management systems

As an organization that operates within the United States, it is crucial to adhere to a wide range of regulatory requirements. Imagine this. You’re a U.S.-based non-profit that has to adhere to a minimum of 50 Federal, state-specific, and local regulations to keep receiving the grants. Right from the FDA and IRS to DOJ Federal laws, there are several other state-specific rules that you need to comply with. Monitoring and tracking the regulator compliance requirements are time-consuming. Doing it manually makes it even more cumbersome. 
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What are the Eight Reasons for Compliance Failure

In the present age, it is increasingly common to find many organizations, including industry titans, take near-fatal blows at the hands of non-compliance. Regulatory bodies around the world keep slapping fines and issuing notices to non-compliant companies.
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