compliance management

7 Tips to Improve Your Regulatory Readiness in 2023

The regulations exist for a reason – they help ensure that organizations operate in a legal and compliant manner. They also protect the stakeholders' interests and uphold the reputation and integrity of the organizations. If your organization fails to comply, it leads to fines, penalties, and even criminal charges. The Securities and Exchange Commission recently announced that it filed 760 total enforcement actions in the fiscal year 2022, a whopping 9 percent increase over the previous year.
Read more

Banking Regulatory Compliance Management – Best Practices and Checklist

The importance of banking compliance lies in its role as a safeguard for financial institutions, the broader economy, and the interests of customers. Compliance regulations help maintain the stability and integrity of the financial system by preventing risky and unethical practices. They also protect consumers from fraud and ensure fair treatment. Moreover, adherence to compliance standards is not only a legal obligation but also crucial for preserving a bank's reputation, as non-compliance can lead to financial penalties, legal consequences, and a loss of trust.
Read more
The Top Healthcare Compliance Management Considerations for 2023

Current Areas of Emphasis in Healthcare Compliance

The concept of compliance has undergone significant changes; the number of regulations, fines, penalties, and reporting requirements related to compliance and environmental, social, and governance (ESG) issues have also increased rapidly.
Read more