Simplifying Compliance for Registered Investment Advisors(RIAs) Compliance is a fundamental aspect of the financial industry, especially for Registered Investment Advisors (RIAs). These professionals are entrusted with managing clients' investments and financial well-being, making it imperative to adhere to stringent regulations and ethical standards. Read more
COVID Risk Management for Credit Unions Covid 19 has upended normal life as we know it. Apart from a gigantic impact on the economy as a whole, the pandemic has also put the future of credit unions at risk. In this article, we'll be examining the impact of Covid 19 on credit unions, steps to manage the impact, and a quick checklist for credit unions to manage risk in uncertain time Read more
RegTech- The marriage of Regulation and Technology and its effects Regulatory Technology or RegTech, as its name suggests, helps organizations achieve compliance. It is being hailed as the “the new FinTech” and rose to prominence in 2015, from total obscurity. Read more
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