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Stock exchanges are always highly regulated since the public’s money is at stake. Before and after a company is listed on the stock market, it has to meet various standards, laws and regulations as stipulated on the listing agreement with the stock exchange.

These regulations enable an entity to trade efficiently, ethically and securely on any stock exchange. This is possible because of the strict enforcement of rules and regulations. Zero tolerance for non-compliance ensures smooth functioning of the market.

Every country has a stock market regulator and each regulator has its own set of laws. Adhering to such laws is imperative for all organizations which are listed on stock exchange, failing which it is subject to hefty fines and penalties. VComply offers a standardized solution to all your stock market related compliance on a single integrated platform.

  • BSE Regulations
  • Client details for Margin Trading facility
  • NBFC Regulations
  • Client Funding Reporting
  • NSE Regulations
  • System Audit Report
  • SEBI Regulations
  • Change in status and constitution
  • Appointment and change of Compliance Officer
  • Application for Algo Trading
  • Members trading through other members
  • Activation / Deactivation of Proprietary trading facility
Stock Exchange

Managing compliance has never been easier!

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Need Help? We’re here. Call us: + 1 (650) 319-8842 or Drop us a line: help@v-comply.com

North America

105 N 1st #429, San Jose, California 95103

United States of America

Europe

24-26 Lever St, Manchester M1 1DZ

United Kingdom

Asia Pacific

J1-5, Block EP, Salt Lake, Kolkata 700091

India